NEW YORK, Sept 16, 2016
Dealogic is proud to announce the addition of FINRA Rule 2242 certificates in its ComplianceManager and feed products. FINRA Rule 2242 focuses on fixed income research regulation, and is designed to combat conflicts of interest on the publication of debt research. This new addition solidifies Dealogic’s position as the industry leader in compliance certification services.
Dealogic’s compliance suite is relied on by leading banks and firms worldwide to help manage risk and optimize workflows and efficiency. Rule 2242 complements Dealogic’s platform of existing certifications and verification letters spanning QIBs, Regulation S, Sophisticated Municipal Market Professionals, and FINRA Rules 5131 and 2111.
“We are always aiming to evolve our offering to align with our clients’ needs. Last year we relaunched SMMP to coincide with the amendments made by the industry, and with 2242 now in effect and fully available in our product, we are pleased to help ensure clients are compliant in this space.” Håkan Sundström, Head of Product Research at Dealogic, said.
With more than 70,000 active SEC and FINRA-compliant certification and verification letters, Dealogic is trusted by leading banks and institutions for compliance certification services.
Dealogic offers integrated content, analytics, and technology via targeted products and services to financial firms worldwide. Whether working in capital markets, sales and trading, banking, or compliance, firms rely on Dealogic’s platform to connect and more effectively identify opportunities, execute deals, and manage risk. With 30 years’ experience and a deep understanding of financial markets, Dealogic is a trusted global partner.